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Advanced Financial Instruments for Sustainable Business and Decentralized Markets

By Prof. Abhinava Tripathi   |   IIT Kanpur
Learners enrolled: 1246   |  Exam registration: 12
ABOUT THE COURSE:
More recently, with the Paris agreement, Kyoto Protocol, and UN demand for a sustainable economy, the interest of investors in sustainable financial instruments has been accentuated. Additionally, the need for an open, transparent, and secure financial system has contributed to the popularity of newer and decentralized instruments like cryptocurrency, stablecoins, and CBDCs. This program has been carefully designed to cater to the needs of a diverse audience like traders, brokers, consultants, and other industry professionals. This course aims to give the learner an in-depth understanding of cryptocurrencies and the newly emerged instruments under climate finance, i.e., carbon markets, and ESG markets. The program aims to help the learner with hands-on application and working knowledge on topics related to performance evaluation of ESG investments, the market microstructure of carbon markets, and cryptocurrency as an asset class. This program has been carefully designed to transform the finance industry and other industries that borrow significantly from finance.

INTENDED AUDIENCE: Management students (Ph.D. and MBA), Commerce students (B.Com, M.Com.), Chartered Accountants, Science (B.Sc., M.Sc.), and Engineering students (B-Tech, M-Tech) Finance professionals (Investment analysts, banking professionals, accountants, credit analysts), Data Scientists

INDUSTRY SUPPORT: Data Science and Business analytics: Mu Sigma Analytics, Fractal Analytics, Manthan. Latent View, Tiger Analytics, Absolutdata, Convergytics, UST Global; Equity research firms, Credit rating firms, Investment Banks, Corporate Banking sector, Corporate Finance roles across all corporates (ICRA, ICICI, HDFC, Nomura, Lehman Brothers, SBI Capital Markets, Deutsche bank, HSBC Bank, etc.)
Summary
Course Status : Upcoming
Course Type : Elective
Language for course content : English
Duration : 12 weeks
Category :
  • Management Studies
Credit Points : 3
Level : Undergraduate/Postgraduate
Start Date : 20 Jan 2025
End Date : 11 Apr 2025
Enrollment Ends : 27 Jan 2025
Exam Registration Ends : 14 Feb 2025
Exam Date : 04 May 2025 IST

Note: This exam date is subject to change based on seat availability. You can check final exam date on your hall ticket.


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Course layout

Week 1: Advanced R programming for Financial Market Applications: Introduction and Background
Fundamentals of R: Installation and set-up, set working directory, packages, and libraries; R operators: Arithmetic, assignment, comparison, and logical operators; Working with different data types; Vector creation and manipulation; Miscellaneous functions: Sequence, repetition, sorting, generate random numbers, user-defined functions; Factor variables, Indexing, Data coercion, conditional statements.

Week 2: Modern Financial Market Microstructure and Liquidity: Risk-Return Analysis in Investment Decisions – Measures of Risk and Return, Order-driven vs. Quote-driven markets, Market efficiency, Risk preferences, Limit order books, market microstructure types, economic theory of choice, interest rate compounding

Week 3: Portfolio construction and Optimization with Modern Financial Market Instruments: Portfolio risk and expected returns for two securities and multiple securities, risk diversification with portfolios, correlation structure, mean-variance framework, portfolio construction with R. Portfolio Possibility curve, Efficient frontier, Minimum Variance portfolios, Introduction to risk-free lending and borrowing, market risk and beta, portfolio optimization with R

Week 4: Pricing of New Age Assets: Capital Asset Pricing Model (CAPM), Capital Market Line, Security Market Line, Fallings of CAPM, Single-Index and Multi-Index models, Expected Risk and Return with Index models, 3-Factor Fama-French Model

Week 5: European Union Emission Trading Scheme (EU-ETS): Introduction to EU-ETS, Principles, and objectives of EU-ETS, structure, phases, and reform in EU-ETS, allowance allocation mechanism, Market stability reserve, financial instruments in carbon markets and major organized exchanges

Week 6: Global emission trading schemes and their connectedness with other financial markets: Emission trading schemes in other countries: China, UK, South Korea, New Zealand, etc., Price drivers in carbon emission trading schemes, carbon market connectedness with stock, energy, and other financial markets

Week 7: Blockchain, Cryptocurrency, and CBDCs: Background, History, and Characteristics of blockchain technology, Categorization, Technological underpinnings, Consensus models, Cryptocurrency: A use case of blockchain, Features of cryptocurrency, Major cryptocurrencies, Emergence of CBDCs across the countries, Motivation for issuing CBDCs, Different models and designs of CBDCs, Implications for banks, financial stability, and monetary policy

Week 8: ESG and Sustainable Investing: Climate finance, UNFCC, and Kyoto protocol, ESG and Socially Responsible Investment (SRI) Funds, Types of screening, Relationship between financial performance and screening intensity, Economic and Financial Effects of Environmental Regulation, Major ESG markets: US, EU, Japan, China, Canada, Australia, India, etc. Portfolio Performance Evaluation: One parameter measures, selection, timing, downside risk measurement. 

Week 9: Time-series modelling with Advanced Financial Market Instruments : ARMA/ARIMA models,  Mean reverting trading strategies with vector error correction models and cointegration, model risk management, back testing, model validation, and stress testing with R

Week 10: Risk Management with Modern Financial Market Instruments: Value-at-risk, Expected Shortfall, ARCH/GARCH models, implementation with R

Week 11: Introduction to Panel Data Modelling: Properties of Panel Data, First Difference (FD) estimation, Fixed Effects (FE) estimation, Fixed Effects (FE) estimation, Residual diagnostics and robust standard errors

Week 12: Advanced Non-Linear Modelling with Quantile Regression: Reading & Writing Quantile Data, Quantile Data Manipulation, Outlier Treatment, Quantile Data Visualization, Diagnostic Tests, Residual Analysis, Robust Estimation

Books and references

1. Glenn Hubbard, Patrick O'Brien: Money, Banking and the Financial System; Pearson Education
2. Andrew Miller, Arvind Narayanan, Edward Felten, Joseph Bonneau, Steven Goldfeder: Bitcoin and Cryptocurrency Technologies: A Comprehensive Introduction; Princeton University Press
3. Sonia Labatt, Rodney R. White; “Carbon Finance: The Financial Implications of Climate Change”, John Wiley & Sons.
4. Tom James; “Energy Markets: Price Risk Management and Trading”, John Wiley & Sons.
5. Iris Marie Mack; “Energy: Trading and Risk Management”, John Wiley & Sons
6. Schoenmaker and Schramade: Principles of Sustainable Finance; Oxford university press
7. Thompson: Green and Sustainable Finance: Principles and Practice: 6 (Chartered Banker Series, 6)
8. Elton, Gruber, Brown, Goetzmann; Modern Portfolio Theory and Investment Analysis; 9th Edition (and onwards)

Instructor bio

Prof. Abhinava Tripathi

IIT Kanpur
Prof. Abhinava Tripathi is a Faculty of Finance and Accounting at IME, Indian Institute of Technology, Kanpur. Previously, he was working at DOMS, IIT Roorkee. He has completed his Ph.D. degree from Indian Institute of Management, Lucknow. He has done his B-Tech. from Indian Institute of Technology, Roorkee and MBA from Indian Institute of Management, Kozhikode. He has more than 5 years of industry experience in investment banking, corporate banking, credit rating, and project finance advisory firms. His current research focuses on the subject of market-microstructure and liquidity in global financial markets. Prof. Abhinava Tripathi has published research papers in international refereed journals, including the Journal of Asset Management, Studies in Economics and Finance, Finance Research Letters, and Managerial Finance, Applied Economics, International Review of Economics and Finance.

Course certificate

The course is free to enroll and learn from. But if you want a certificate, you have to register and write the proctored exam conducted by us in person at any of the designated exam centres.
The exam is optional for a fee of Rs 1000/- (Rupees one thousand only).
Date and Time of Exams: May 4, 2025 Morning session 9am to 12 noon; Afternoon Session 2pm to 5pm.
Registration url: Announcements will be made when the registration form is open for registrations.
The online registration form has to be filled and the certification exam fee needs to be paid. More details will be made available when the exam registration form is published. If there are any changes, it will be mentioned then.
Please check the form for more details on the cities where the exams will be held, the conditions you agree to when you fill the form etc.

CRITERIA TO GET A CERTIFICATE

Average assignment score = 25% of average of best 8 assignments out of the total 12 assignments given in the course.
Exam score = 75% of the proctored certification exam score out of 100

Final score = Average assignment score + Exam score

Please note that assignments encompass all types (including quizzes, programming tasks, and essay submissions) available in the specific week.

YOU WILL BE ELIGIBLE FOR A CERTIFICATE ONLY IF AVERAGE ASSIGNMENT SCORE >=10/25 AND EXAM SCORE >= 30/75. If one of the 2 criteria is not met, you will not get the certificate even if the Final score >= 40/100.

Certificate will have your name, photograph and the score in the final exam with the breakup.It will have the logos of NPTEL and IIT Kanpur .It will be e-verifiable at nptel.ac.in/noc.

Only the e-certificate will be made available. Hard copies will not be dispatched.

Once again, thanks for your interest in our online courses and certification. Happy learning.

- NPTEL team


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